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FpML-FIX FW: [fpmlwg@xxxxxxxxxxxxxxx] FIX and FpML use for otc derivative trading by buysides



 

From: Robert Stowsky [mailto:rstowsky@xxxxxxxxxxxxx]
Sent: Friday, February 08, 2008 9:58 AM
To: fpmlwg@xxxxxxxxxxxxxxx
Subject: [fpmlwg@xxxxxxxxxxxxxxx] FIX and FpML use for otc derivative trading by buysides

 

I took an informal survey of how some buysides and dealers are using FIX and FpML for trading interest rate swaps, credit default swaps and plan to for otc options.  The use of FIX or FpML for Allocation and Confirmation is driven by whether these are considered Front Office or Middle Office processes by the buyside firm. The breakdown of standards use is as follows:



IOI, Advertisement -> FIX
RFQ -> FIX
Quote, MassQuote -> FIX
Orders -> FIX
Execution Reporting -> FIX  (The FIX Execution Report would contain the FpML for the derivative in the instrument component block)


Allocation -> FpML or FIX
Confirmation -> FpML or FIX (I think the FIX confirm should contain the FpML)


Amendment -> FpML
Assignment/Novation -> FpML
Clearing -> FpML

Regards,

Robert

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