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RE: FW: RE: FpML-AWG AWG Teleconference 29-May-08



I agree that we should debate in the AWG whether to tighten the guidelines.

Cheers, Tony.
--
Sent from my mobile phone.
Anthony B. Coates
abcoates@xxxxxxxxxxx
+44 (79) 0543 9026

-original message-
Subject: RE: FW: RE: FpML-AWG AWG Teleconference 29-May-08
From: matthew.d.rawlings@xxxxxxxxxxxx
Date: 30/05/2008 12:17

I agree we should tighten the guidelines following a debate in the AWG.

Matthew Rawlings 
+44 7917 596 827



"Brian Lynn" <brian.lynn@xxxxxxxxxxxxxxxxxxx> 
Sent by: awg@xxxxxxxx
29/05/2008 18:37
Please respond to
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RE: FW: RE: FpML-AWG AWG Teleconference 29-May-08






Matthew –
 
On your point #1, it’s possible that we should tighten the guidelines. 
However, we’ve not previously assumed that we need to support schema-aware 
XPath expressions;  if so, we would certainly need more rules on the ways 
we can evolve types.  This is something that the group needs to decide, 
but I don’t think it relates to the proposed change in the namespace, as 
it is the elements in the instance documents that are validated against a 
schema, not the types that may have been assumed when creating them. 
 
The example you given in  #1 below was a change to an element name, not a 
type name, I believe.  I think it happened prior to the introduction of 
the guidelines.  Even if not, we did intentionally break the guidelines 
(following the exception process) to allow equities to reorganize their 
model for FpML 4.1.  This type of exception would presumably no longer be 
possible if we adopt the proposed namespace change, so we probably need to 
remove this option from the guidelines.
 
My point wasn’t that the guidelines are necessarily sufficient, just that 
the specific example problem cited is one that we’ve already anticipated. 
Doubtless we’ll find some that aren’t. 
 
On your point #2, this arguably is covered by the high level prohibition 
on invalidating existing instance documents, but perhaps we should add an 
additional detailed guideline as you suggest.  In practice I don’t think 
we’ve ever done what you suggested is possible (changed the meaning of an 
element without changing its name), but I guess there’s always a first 
time. 
 
On your point #3, I don’t understand your point at all in the context of 
backward compatibility.  Adding a new element that changes the 
interpretation of an existing element only matters if the element is 
present in the instance document.  In other words, if an instance document 
doesn’t contain the new element, the interpretation remains as before. 
What is the problem with allowing these elements to appear in new minor 
versions of the schema?  (Why is this not backward compatible?)  If you 
want the new interpretation, you use the new structure, and if you don’t, 
you don’t.  As long as the old interpretation is still available in the 
schema, we should be fine.
 
 
- Brian
 
 
From: awg@xxxxxxxx [mailto:awg@xxxxxxxx] On Behalf Of 
matthew.d.rawlings@xxxxxxxxxxxx
Sent: Thursday, May 29, 2008 1:10 PM
To: AWG
Subject: Re: FW: RE: FpML-AWG AWG Teleconference 29-May-08
 

Brian - 

The current FpML Change Control Guidelines are currently too loose for 
this purpose. Changes can be made that are not backwards compatible, such 
as: 
1.      Making a change to the schema that breaks schema-aware XPath. A 
good example is that renaming a complex type would break a FpML Validation 
Rule that used that type as a context. For example when 
equityBermudaExercise changed from equityBermudanExercise this was not 
backwards compatible for eqd-6, eqd-7, eqd-8, eqd-9, and eqd-10. 
2.      Changing the meaning of an element without changing the schema. 
For example if "sender" becomes an application instead of an organization. 

3.      Adding an element that changes the definition of an existing 
element. For example adding tradeSide changed the interpretation of 
/FpML/trade/capFloor/capFloorStream/payerPartyReference so that it may 
point to a tradeSide rather than a party.

There are others I won't list, but these 3 represent examples of a 
backwards incompatible change that was within the FpML Change Control 
Guidelines. For fpmlVersion to work a much stricter definition of 
backwards compatible is needed. 

Matthew Rawlings 
+44 7917 596 827 

-original message-
Subject: RE: FpML-AWG AWG Teleconference 29-May-08
From: "Brian Lynn" <brian.lynn@xxxxxxxxxxxxxxxxxxx>
Date: 2008-05-29 15:40

This specific change is already prohibited within a single major version 
by
the FpML Change Control Guidelines for backward compatibility reasons.
Similarly, we can't change the names of existing elements, remove required
elements,  make optional elements mandatory, etc.  These guidelines do 
cause
some headaches but we've been working within them (more or less) for a
couple of years.   A consequence is that when we add new elements we 
usually
need to make them optional, or create a choice between the old and new 
ways.
On each major version we can review and decide to make the new stuff
mandatory.



http://www.fpml.org/documents/standard/changeGuidelines.pdf



- Brian



From: awg@xxxxxxxx [mailto:awg@xxxxxxxx] On Behalf Of
mark.a.addison@xxxxxxxxxxxx
Sent: Thursday, May 29, 2008 10:19 AM
To: awg@xxxxxxxx
Subject: Re: FpML-AWG AWG Teleconference 29-May-08




I still have some concerns with respect to the proposed idea of dropping
minor version from the schema namespace. 
As an example, it will not be possible to add a required element to any 
new
minor version of the schema (a major version will be required.) 
i.e. for backward compatibility reasons - because documents produced using 
a
previous minor version could not possibly contain the field and would not
validate against the schema. 
Is this going to be too limiting? 

Regards, 

Mark. 

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accuracy and are subject to change without notice. Any comments or 
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might affect any computer system into which it is received and opened, it 
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from its use. If you received this transmission in error, please 
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whether in electronic or hard copy format. Thank you. Please refer to 
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-----------------------------------------
This communication is for informational purposes only. It is not
intended as an offer or solicitation for the purchase or sale of
any financial instrument or as an official confirmation of any
transaction. All market prices, data and other information are not
warranted as to completeness or accuracy and are subject to change
without notice. Any comments or statements made herein do not
necessarily reflect those of JPMorgan Chase & Co., its subsidiaries
and affiliates.

This transmission may contain information that is privileged,
confidential, legally privileged, and/or exempt from disclosure
under applicable law. If you are not the intended recipient, you
are hereby notified that any disclosure, copying, distribution, or
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thereon) is STRICTLY PROHIBITED. Although this transmission and any
attachments are believed to be free of any virus or other defect
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is virus free and no responsibility is accepted by JPMorgan Chase &
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or damage arising in any way from its use. If you received this
transmission in error, please immediately contact the sender and
destroy the material in its entirety, whether in electronic or hard
copy format. Thank you.

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disclosures relating to UK legal entities.


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